ANNUAL DOCUMENT TRACKING – DRAG AND FILE DOCUMENTS
Reports Requested by BDG-CPAs for Audit Evidence
| Report name test 1 |
| Report name test 2 |
| Report name test 3 |
| Report name test 4 |
| Report name test 5 |
| Report name test 6 |
| Report name test 7 |
| Report name test 8 |
| Report name test 9 |
Please drag
into box
| Needed |
| Needed |
| Needed |
| Needed |
| Needed |
| Needed |
| Needed |
| Needed |
| Needed |
Date
Entered
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Date
Expected
| XXXX |
| XXXX |
| XXXX |
| XXXX |
| XXXX |
| XXXX |
| XXXX |
| XXXX |
| XXXX |
| TPA SOC 1 |
| Bridge Letter |
| Needed |
| Needed |
| XXXXX |
| XXXXX |
| XXXXX |
| XXXXX |
| Form 5500 – Draft |
| Form 5500 – Filed (when available) |
| Certified Trust Report |
| Trust Report Certification |
| Uncertified Trust Reports |
| Compliance tests |
| Notices, if any |
| Trustee SOC 1 Report |
| Bridge Letter |
| Needed |
| Needed |
| Needed |
| Needed |
| Needed |
| Needed |
| Needed |
| Needed |
| Needed |
| XXXXX |
| XXXXX |
| XXXXX |
| XXXXX |
| XXXXX |
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| XXXX |
| XXXX |
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| XXXX |
| XXXX |
| XXXX |
| XXXX |
| XXXX |
| XXXX |
Sent by:
| Click here when completed |
Date
| XXXXX |
We are the independent accountants for [ALM Media]. With permission from [main contact name] we request that you provide the listed reports by dragging into the secure box for the respective reports. If the document is not yet available, please enter the Date Expected. We prefer that the last 4 digits of social security numbers be used for participant identification and birthday month and year only.